Manjeet Singh Rakhra

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Jul 2018)
    • CF30 Customer (since 7 May 2015)
  • DBS Financial Associates Ltd

    FRN 809861

    • Employed By (since 8 Jun 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (11 Feb 2004 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (12 Feb 2003 to 12 Dec 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (11 Feb 2004 to 30 Sep 2005)
    • CF22 Investment Adviser (Trainee) (12 Feb 2003 to 12 Dec 2003)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (9 Jan 2004 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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