Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Allan Robert Pascoe
IRN ARP00009
- CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
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Allen Young
IRN AXY01064
- CF21 Investment Adviser (30 Sep 2004 to 13 Jul 2005)
- CF22 Investment Adviser (Trainee) (20 May 2004 to 30 Sep 2004)
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Allyson Williams
IRN AXR00161
- CF21 Investment Adviser (21 May 2004 to 17 Sep 2004)
- CF22 Investment Adviser (Trainee) (19 Jan 2004 to 21 May 2004)
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Alvin Lowry
IRN AXL00064
- CF21 Investment Adviser (24 Jun 2004 to 20 Feb 2006)
- CF4 Partner (AR) (10 Feb 2004 to 3 Mar 2006)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 24 Jun 2004)
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Amanda Franks
IRN AAC01049
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Feb 2006)
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Amanda Julie Edwards
IRN AJE01103
- CF30 Customer (7 Jan 2009 to 16 Sep 2010)
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Amanjit Singh Athwal
IRN ASA01121
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Apr 2022)
- [FCA CF] Client dealing (1 Jan 2021 to 1 Apr 2022)
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Amaury Ghislain Pierre De Warenghien
IRN AGD01031
- CF1 Director (1 Dec 2001 to 12 Nov 2004)
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Amin Huq
IRN AXH00011
- CF4 Partner (AR) (1 Dec 2001 to 1 Sep 2003)
- CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
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Andrea Denise Rainsford
IRN ADR00018
- CF30 Customer (23 Jan 2009 to 19 Jul 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cable Insurance Consultants (no longer appointed)
FRN 125061 · Appointed 2 Nov 2000 · Until 16 Jul 2002
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Ridler Insurance Consultants (no longer appointed)
FRN 164475 · Appointed 25 Oct 2000 · Until 24 Sep 2003
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Nottingham Forect Football Club Ltd (no longer appointed)
FRN 193096 · Appointed 27 Sep 2000 · Until 16 Sep 2002
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Action Mortgage & Finance (no longer appointed)
FRN 192824 · Appointed 12 Sep 2000 · Until 12 Dec 2002
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David Blount Estate Agents (no longer appointed)
FRN 201817 · Appointed 7 Sep 2000 · Until 31 Oct 2004
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Fallowell & Partners Ltd (no longer appointed)
FRN 193974 · Appointed 1 Sep 2000 · Until 15 Jun 2004
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Passward Financial Planning (no longer appointed)
FRN 193979 · Appointed 21 Jul 2000 · Until 27 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.