Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugh Evans Nicely

  IRN HEN01008

  • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
• Hugh Hessing

  IRN HWH01019

  • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2020)
  • CF1 Director (AR) (13 Oct 2017 to 31 Mar 2020)
  • Responsible for Insurance Mediation (16 Jan 2017 to 30 Sep 2018)
  • CF29 Significant management (16 Jan 2017 to 8 Dec 2019)
• Hugh Patrick Small

  IRN HPS00004

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
• Hugh Wenbourne

  IRN HCW01014

  • CF1 Director (AR) (1 Dec 2001 to 24 Sep 2006)
• Iain Alexander Murray

  IRN IAM00011

  • CF21 Investment Adviser (25 May 2007 to 14 Aug 2007)
  • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 25 May 2007)
• Iain Campbell Close

  IRN ICC00007

  • CF1 Director (AR) (14 Mar 2005 to 31 Oct 2006)
• Iain Edward Moore

  IRN IEM01017

  • CF30 Customer (23 Apr 2008 to 16 Sep 2010)
• Iain McNair MacKenzie

  IRN IMM00027

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Iain Pearce

  IRN IXP15104

  • SMF7 Group Entity Senior Manager (27 Nov 2020 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (2 Oct 2020 to 26 Nov 2020)
  • [FCA CF] Significant management (2 Oct 2020 to 26 Nov 2020)
• Ian Alexander Bateman

  IRN IAB00021

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)

• Hosiery Corporation International (no longer appointed)

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• Andrew Louis Estate Agents (no longer appointed)

  FRN 450583 · Appointed 7 Apr 2006 · Until 21 Apr 2007

• Phoenix Customer Care Limited (no longer appointed)

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• ATM Financial LLP (no longer appointed)

  FRN 449957 · Appointed 28 Mar 2006 · Until 17 Jul 2007

• Fooks & Co (no longer appointed)

  FRN 449026 · Appointed 9 Mar 2006 · Until 23 Jan 2008

• Iosis Mortgage Services (no longer appointed)

  FRN 448955 · Appointed 8 Mar 2006 · Until 9 Apr 2007

• KBA Marketing Ltd (no longer appointed)

  FRN 435950 · Appointed 20 Jan 2006 · Until 27 Nov 2008

• First Financial Limited (no longer appointed)

  FRN 201039 · Appointed 14 Dec 2005 · Until 23 Mar 2011

• B&Q Ltd (no longer appointed)

  FRN 175288 · Appointed 28 Nov 2005 · Until 23 Jan 2008

• Hallmark Financial Services (no longer appointed)

  FRN 442155 · Appointed 21 Nov 2005 · Until 12 Aug 2007

No changes recorded yet.