Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALS Financial Solutions Limited
FRN 729301
- SMF3 Executive Director (since 27 Jan 2025)
- SMF16 Compliance Oversight (since 27 Jan 2025)
- Responsible for Insurance Distribution (since 27 Jan 2025)
- Responsibility for MCD Intermediation (27 Jan 2025 to 27 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2020)
- CF1 Director (AR) (31 May 2006 to 24 Feb 2025)
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- CF1 Director (AR) (17 Jul 2006 to 24 Feb 2025)
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- CF1 Director (AR) (24 Oct 2005 to 31 May 2006)
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- Employed By (27 Nov 2002 to 24 Sep 2006)
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- CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
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- CF1 Director (AR) (1 Dec 2001 to 24 Sep 2006)
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- Employed By (1 Dec 2001 to 27 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.