ALS Financial Solutions Limited

• Principal Place of Business

  2 Cardigan Close

  Dinas Powys

  Vale of Glamorgan

  CF64 4PL

  UNITED KINGDOM

  Phone

  +4403301002323

  Web

  https://www.asfinancial.co.uk

• Complaints Contact

  ALS Financial Solutions

  4th Floor

  14 Museum Place

  Cardiff

  Caerdydd

  CF10 3BH

  UNITED KINGDOM

  Phone

  +4403301002323

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Amy Louise Smith

  IRN ALS01143

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (14 Mar 2016 to 8 Dec 2019)
• Claire Adams

  IRN CXA00145

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2020)
• Danielle Lawrence

  IRN DXL00217

  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 30 Sep 2022)
• Hugh Wenbourne

  IRN HCW01014

  • Responsible for Insurance Distribution (since 27 Jan 2025)
  • SMF3 Executive Director (since 27 Jan 2025)
  • SMF16 Compliance Oversight (since 27 Jan 2025)
  • Responsibility for MCD Intermediation (27 Jan 2025 to 27 Jan 2025)
• Simon David Parker

  IRN SXP01055

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
• Thomas Arthur Sandbach Hughes

  IRN TXH00498

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)

No changes recorded yet.