Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ALS Financial Solutions Limited
FRN 729301
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (14 Mar 2016 to 8 Dec 2019)
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Finance Angels Ltd
FRN 844274
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (3 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.