Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Alan Kyle

    IRN GAK01028

    • CF4 Partner (AR) (20 Oct 2005 to 6 Feb 2007)
  • Gordon Peter Beaird

    IRN GPB00035

    • CF22 Investment Adviser (Trainee) (20 Aug 2002 to 1 Mar 2003)
  • Gordon Scott Whyte

    IRN GSW00009

    • CF22 Investment Adviser (Trainee) (18 Feb 2003 to 1 Feb 2004)
  • Gordon Stuart Hart

    IRN GSH00016

    • CF21 Investment Adviser (19 Jul 2006 to 22 Aug 2007)
    • CF22 Investment Adviser (Trainee) (31 Aug 2005 to 19 Jul 2006)
    • CF7 Sole Trader (AR) (31 Aug 2005 to 31 Jan 2007)
  • Graeme David Porteous

    IRN GDP01039

    • CF21 Investment Adviser (16 Dec 2003 to 1 Nov 2005)
    • CF22 Investment Adviser (Trainee) (28 May 2003 to 16 Dec 2003)
  • Graeme Patterson

    IRN GXP00104

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Graeme Smith-Hatton

    IRN GXS00045

    • CF21 Investment Adviser (30 Jun 2004 to 20 Dec 2004)
    • CF4 Partner (AR) (27 Nov 2003 to 20 Dec 2004)
    • CF22 Investment Adviser (Trainee) (27 Nov 2003 to 30 Jun 2004)
  • Graham Arthur Jeffries

    IRN GAJ00009

    • CF4 Partner (AR) (10 Apr 2003 to 13 Dec 2005)
  • Graham Charles Kerner

    IRN GCK01009

    • CF22 Investment Adviser (Trainee) (20 Nov 2003 to 17 May 2004)
  • Graham Duncan Nicol

    IRN GDN01009

    • CF1 Director (AR) (24 May 2006 to 22 Aug 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.