Gordon Stuart Hart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF1 Director (AR) (since 15 May 2009)
- CF30 Customer (15 May 2009 to 31 Dec 2012)
Clyde Financial Services Ltd
FRN 500318
- Employed By (since 15 May 2009)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (19 Jul 2006 to 22 Aug 2007)
- CF22 Investment Adviser (Trainee) (31 Aug 2005 to 19 Jul 2006)
- CF7 Sole Trader (AR) (31 Aug 2005 to 31 Jan 2007)
Clyde Financial Services (no longer approved here)
FRN 437809
- Employed By (31 Aug 2005 to 17 Jul 2009)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.