Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Personal Touch Financial Services Limited
FRN 187834
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 2 Jul 2015)
- CF1 Director (AR) (4 Oct 2007 to 18 Jun 2008)
- CF4 Partner (AR) (31 Oct 2004 to 20 May 2015)
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Jeffries Financial Services Limited
FRN 409647
- (3)Employed By (since 2 Jul 2015)
- (3)Employed By (4 Oct 2007 to 20 May 2015)
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- Employed By (31 Aug 2006 to 10 Feb 2011)
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- (5)Employed By (31 Oct 2004 to 19 Jul 2010)
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- CF4 Partner (AR) (10 Apr 2003 to 31 Oct 2004)
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- CF4 Partner (AR) (10 Apr 2003 to 13 Dec 2005)
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- Employed By (1 Dec 2001 to 13 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.