Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alan Jack
IRN AXJ00095
- CF21 Investment Adviser (8 Nov 2004 to 30 Mar 2006)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 8 Nov 2004)
Alan James Davidson
IRN AJD00122
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Alan Johnson
IRN AXJ00027
- CF1 Director (AR) (16 Oct 2003 to 5 Jun 2004)
- CF22 Investment Adviser (Trainee) (16 Oct 2003 to 5 Jun 2004)
Alan Karlson
IRN AJK01110
- CF22 Investment Adviser (Trainee) (20 Apr 2004 to 15 Jan 2005)
Alan Millward
IRN AXM02011
- CF22 Investment Adviser (Trainee) (14 Jul 2003 to 16 Mar 2007)
Alan Peter Worthington
IRN APW01117
- CF21 Investment Adviser (22 Jun 2005 to 30 Sep 2005)
- CF22 Investment Adviser (Trainee) (18 Mar 2004 to 22 Jun 2005)
Alan Ralph Lewis
IRN ARL00016
- CF22 Investment Adviser (Trainee) (11 Sep 2006 to 14 Aug 2007)
Alan Richard Corke
IRN ARC00036
- CF30 Customer (1 Nov 2007 to 27 Sep 2010)
- CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Mar 2006 to 15 Dec 2006)
Alan Robert Bell
IRN ARB00033
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
- CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
Alan Robert Leech
IRN ARL00018
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 10 Aug 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Hosiery Corporation International (no longer appointed)
FRN 450859 · Appointed 18 Apr 2006 · Until 20 Feb 2008
Andrew Louis Estate Agents (no longer appointed)
FRN 450583 · Appointed 7 Apr 2006 · Until 21 Apr 2007
Phoenix Customer Care Limited (no longer appointed)
FRN 415488 · Appointed 31 Mar 2006 · Until 23 Mar 2011
ATM Financial LLP (no longer appointed)
FRN 449957 · Appointed 28 Mar 2006 · Until 17 Jul 2007
Fooks & Co (no longer appointed)
FRN 449026 · Appointed 9 Mar 2006 · Until 23 Jan 2008
Iosis Mortgage Services (no longer appointed)
FRN 448955 · Appointed 8 Mar 2006 · Until 9 Apr 2007
KBA Marketing Ltd (no longer appointed)
FRN 435950 · Appointed 20 Jan 2006 · Until 27 Nov 2008
First Financial Limited (no longer appointed)
FRN 201039 · Appointed 14 Dec 2005 · Until 23 Mar 2011
B&Q Ltd (no longer appointed)
FRN 175288 · Appointed 28 Nov 2005 · Until 23 Jan 2008
Hallmark Financial Services (no longer appointed)
FRN 442155 · Appointed 21 Nov 2005 · Until 12 Aug 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.