Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Feb 2024 to 23 Oct 2024)
- [FCA CF] Functions requiring qualifications (5 Feb 2024 to 23 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2023)
- CF30 Customer (25 Jan 2013 to 19 Dec 2023)
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- Employed By (25 Jan 2013 to 19 Dec 2023)
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- CF21 Investment Adviser (8 Nov 2004 to 26 Sep 2005)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 8 Nov 2004)
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- CF21 Investment Adviser (8 Nov 2004 to 30 Mar 2006)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 8 Nov 2004)
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- Employed By (9 Jun 2004 to 30 Mar 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.