Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Executive Wealth Services Ltd (no longer approved here)

    FRN 822396

    • [FCA CF] Client dealing (5 Feb 2024 to 23 Oct 2024)
    • [FCA CF] Functions requiring qualifications (5 Feb 2024 to 23 Oct 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2023)
    • CF30 Customer (25 Jan 2013 to 19 Dec 2023)
  • A Plus Financial Advice Ltd (no longer approved here)

    FRN 569822

    • Employed By (25 Jan 2013 to 19 Dec 2023)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (8 Nov 2004 to 26 Sep 2005)
    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 8 Nov 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (8 Nov 2004 to 30 Mar 2006)
    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 8 Nov 2004)
  • Parklane Mortgage & Financial Exchange (no longer approved here)

    FRN 401208

    • Employed By (9 Jun 2004 to 30 Mar 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.