Alan Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (28 Jun 2004 to 4 Feb 2005)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF1 Director (AR) (16 Oct 2003 to 5 Jun 2004)
- CF22 Investment Adviser (Trainee) (16 Oct 2003 to 5 Jun 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF1 Director (AR) (16 Oct 2003 to 5 Jun 2004)
- CF22 Investment Adviser (Trainee) (16 Oct 2003 to 5 Jun 2004)
ADS Mortgage & Financial Planning Ltd (no longer approved here)
FRN 228575
- Employed By (16 Oct 2003 to 5 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.