Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Evans

  IRN MXE00009

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Jun 2006)
• Mark Fallon

  IRN MXF00007

  • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
• Mark Frank Winston Payton

  IRN MFP00006

  • CF21 Investment Adviser (31 Jul 2003 to 31 Jan 2005)
  • CF22 Investment Adviser (Trainee) (15 Oct 2002 to 31 Jul 2003)
• Mark Geoffrey Harrison

  IRN MGH00006

  • CF22 Investment Adviser (Trainee) (6 May 2003 to 4 Oct 2003)
• Mark George Williams

  IRN MGW00029

  • CF21 Investment Adviser (3 Jun 2003 to 28 Apr 2006)
  • CF22 Investment Adviser (Trainee) (25 Jun 2002 to 3 Jun 2003)
• Mark Goodwin

  IRN MXG00132

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF22 Investment Adviser (Trainee) (1 Aug 2007 to 31 Oct 2007)
• Mark Graeme Walpole

  IRN MGW01071

  • CF21 Investment Adviser (1 Dec 2003 to 28 Aug 2004)
  • CF7 Sole Trader (AR) (28 Apr 2003 to 28 Aug 2004)
  • CF22 Investment Adviser (Trainee) (28 Apr 2003 to 1 Dec 2003)
• Mark Graham Lynch

  IRN MGL00018

  • CF21 Investment Adviser (4 Apr 2005 to 15 May 2006)
  • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 4 Apr 2005)
• Mark Hall

  IRN MXH00107

  • CF21 Investment Adviser (8 May 2006 to 12 Aug 2007)
  • CF7 Sole Trader (AR) (24 Nov 2005 to 3 May 2006)
  • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 8 May 2006)
• Mark Howes

  IRN MRH01166

  • CF29 Significant management (1 Nov 2007 to 15 Sep 2010)
  • CF1 Director (AR) (1 Aug 2005 to 24 Mar 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (2 Apr 2004 to 31 Oct 2007)

• Hosiery Corporation International (no longer appointed)

  FRN 450859 · Appointed 18 Apr 2006 · Until 20 Feb 2008

• Andrew Louis Estate Agents (no longer appointed)

  FRN 450583 · Appointed 7 Apr 2006 · Until 21 Apr 2007

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 31 Mar 2006 · Until 23 Mar 2011

• ATM Financial LLP (no longer appointed)

  FRN 449957 · Appointed 28 Mar 2006 · Until 17 Jul 2007

• Fooks & Co (no longer appointed)

  FRN 449026 · Appointed 9 Mar 2006 · Until 23 Jan 2008

• Iosis Mortgage Services (no longer appointed)

  FRN 448955 · Appointed 8 Mar 2006 · Until 9 Apr 2007

• KBA Marketing Ltd (no longer appointed)

  FRN 435950 · Appointed 20 Jan 2006 · Until 27 Nov 2008

• First Financial Limited (no longer appointed)

  FRN 201039 · Appointed 14 Dec 2005 · Until 23 Mar 2011

• B&Q Ltd (no longer appointed)

  FRN 175288 · Appointed 28 Nov 2005 · Until 23 Jan 2008

• Hallmark Financial Services (no longer appointed)

  FRN 442155 · Appointed 21 Nov 2005 · Until 12 Aug 2007

No changes recorded yet.