Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Claire Marie Mullen
IRN CMB01138
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 10 Nov 2005)
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Claire Michelle Johnson
IRN CMJ01062
- CF30 Customer (23 Jan 2009 to 22 Jun 2009)
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Claire Mulready Le Vot
IRN CXB01558
- [FCA CF] Manager of certification employee (19 Jun 2023 to 21 Jan 2024)
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Claire Thomas
IRN CXT00102
- CF21 Investment Adviser (21 Jun 2002 to 13 Jan 2003)
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Clare Alcock
IRN CAA01070
- CF30 Customer (24 Jan 2008 to 16 Sep 2010)
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Clare Elizabeth Noble
IRN CEN01017
- CF22 Investment Adviser (Trainee) (9 Sep 2003 to 23 Mar 2005)
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Clare Louise Browne
IRN CLB01089
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Clare Patricia Mackay
IRN CPM01075
- CF1 Director (AR) (1 Jul 2003 to 6 Aug 2007)
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Clare Vivien Michelle Strain
IRN CVS00002
- CF21 Investment Adviser (21 Mar 2006 to 21 Feb 2007)
- CF22 Investment Adviser (Trainee) (1 Mar 2005 to 21 Mar 2006)
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Claudia Arney
IRN CXA01595
- CF2 Non Executive Director (8 Feb 2016 to 29 Dec 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ridgeway Financial Services (no longer appointed)
FRN 220791 · Appointed 20 Nov 2002 · Until 14 Jul 2003
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Fallowell Financial Ltd (no longer appointed)
FRN 219613 · Appointed 20 Nov 2002 · Until 22 Jun 2004
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Safeguard Mortgage Services (no longer appointed)
FRN 186466 · Appointed 20 Nov 2002 · Until 1 Jul 2007
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DAT Financial Services Ltd (no longer appointed)
FRN 217606 · Appointed 20 Nov 2002 · Until 3 Jul 2007
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Ian Kendall Financial Services (no longer appointed)
FRN 214490 · Appointed 1 Dec 2001 · Until 17 Feb 2003
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Iain Andrews Estate Agents (no longer appointed)
FRN 214489 · Appointed 1 Dec 2001 · Until 17 Feb 2003
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Beacon Financial Services (SW) Ltd (no longer appointed)
FRN 214480 · Appointed 1 Dec 2001 · Until 1 Aug 2007
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Agency Mortgage Services (no longer appointed)
FRN 193590 · Appointed 1 Dec 2001 · Until 18 Jul 2002
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.