Clare Louise Browne

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adira Financial Services Ltd

    FRN 976076

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 1 Nov 2022)
    • Responsibility for MCD Intermediation (since 1 Nov 2022)
    • [FCA CF] Client dealing (since 1 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • SMF3 Executive Director (since 1 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2022)
    • SMF16 Compliance Oversight (since 1 Nov 2022)
  • PHOENIX FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 231135

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Feb 2022)
    • CF10 Compliance Oversight (5 Jan 2018 to 8 Dec 2019)
    • CF1 Director (5 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jan 2018 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (5 Jan 2018 to 10 Feb 2022)
    • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 1 Dec 2010)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 May 2005 to 11 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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