Clare Alcock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2022)
    • [FCA CF] Client dealing (since 17 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2022)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (24 Jan 2008 to 16 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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