Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
-
Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Runs Personal Pensions
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Matthew Broadhurst
IRN MJB01614
- (2770)CF30 Customer (15 Jul 2010 to 16 Sep 2010)
-
Matthew Bryan James Jones
IRN MBJ01015
- (3292)CF22 Investment Adviser (Trainee) (7 Jul 2003 to 9 Jun 2004)
-
Matthew Charles Beard
IRN MCB00030
- (3468)CF1 Director (AR) (11 Nov 2005 to 23 Aug 2007)
- (3466)CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2007)
- (3467)CF4 Partner (AR) (1 Dec 2001 to 11 Nov 2005)
-
Matthew David Kelly
IRN MDK00002
- (268)CF21 Investment Adviser (8 Mar 2004 to 1 Dec 2005)
- (269)CF1 Director (AR) (18 Aug 2003 to 14 Jan 2006)
- (267)CF22 Investment Adviser (Trainee) (18 Aug 2003 to 8 Mar 2004)
-
Matthew Derek Howard Eaton
IRN MXE00020
- (2809)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2810)CF22 Investment Adviser (Trainee) (25 Jun 2007 to 31 Oct 2007)
- (2811)CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
-
Matthew Harrisson
IRN MXH01555
- (2970)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- (2972)CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
- (2971)CF22 Investment Adviser (Trainee) (21 Sep 2005 to 16 May 2006)
-
Matthew Hatch
IRN MXH00019
- (1616)CF1 Director (AR) (1 Dec 2001 to 1 Nov 2004)
-
Matthew Hayward
IRN MXH85959
- (2003)[FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
-
Matthew Henry Chalke
IRN MHC00003
- (250)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (252)CF21 Investment Adviser (1 Mar 2006 to 31 Oct 2007)
- (251)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 24 Dec 2003)
-
Matthew James
IRN MTJ01009
- (2097)CF30 Customer (6 Mar 2008 to 16 Sep 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Swindon Mortgages & Financial Services (no longer appointed)
FRN 219671 · Appointed 21 Nov 2002 · Until 19 Feb 2003
-
Young Beattie & O'Neill (no longer appointed)
FRN 218889 · Appointed 21 Nov 2002 · Until 25 Jul 2003
-
Ian Frazer Financial Management Ltd (no longer appointed)
FRN 219932 · Appointed 20 Nov 2002 · Until 22 Jul 2007
-
Optimize Financial Services Ltd (no longer appointed)
FRN 220589 · Appointed 20 Nov 2002 · Until 22 May 2007
-
Niche Financial Services (no longer appointed)
FRN 220201 · Appointed 20 Nov 2002 · Until 21 Jan 2005
-
Ruth Dolman Financial & Insurance Services (no longer appointed)
FRN 219611 · Appointed 20 Nov 2002 · Until 1 Jul 2007
-
Advice for Life Services Limited (no longer appointed)
FRN 220801 · Appointed 20 Nov 2002 · Until 10 May 2007
-
Hall & Partners Wealth Management Ltd (no longer appointed)
FRN 220588 · Appointed 20 Nov 2002 · Until 1 Jul 2007
-
L & W Financial Services (no longer appointed)
FRN 220827 · Appointed 20 Nov 2002 · Until 11 Aug 2005
Recent activity
Updates to this firm's record on the FCA register.
-
trading name added: AXA Winterthur Wealth Management
-
trading name added: AXA Sun Life Direct
-
trading name added: AXA Group
-
trading name added: AXA Equity & Law
-
trading name added: AXA Direct
-
trading name added: AXA Assurance
-
trading name added: Aviva Financial Advice
-
trading name added: Friends Life Services Limited
-
trading name added: AXA Sun Life Services Plc
-
trading name added: Yorkshire Financial Advisory Service