Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pi Financial Ltd
FRN 186419
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 26 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 20 Sep 2013)
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MKFP Limited
FRN 931586
- (2)Employed By (since 14 Aug 2020)
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- CF30 Customer (3 Sep 2010 to 16 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 16 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.