Matthew James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 May 2023)
    • [FCA CF] Client dealing (since 12 May 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2020)
    • CF30 Customer (17 Jan 2019 to 1 Mar 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Nov 2020)
    • CF30 Customer (17 Jan 2019 to 1 Mar 2021)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (17 Jan 2019 to 1 Mar 2021)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (28 Aug 2012 to 3 Oct 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Jun 2011 to 25 Apr 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 4 Oct 2010)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (6 Mar 2008 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
    • CF21 Investment Adviser (5 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2006 to 5 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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