Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Jeremy Mason

  IRN AJM00096

  • CF1 Director (AR) (17 Mar 2005 to 1 May 2007)
• Andrew John Davidson

  IRN AJD00059

  • CF21 Investment Adviser (22 Dec 2003 to 16 Jul 2005)
  • CF22 Investment Adviser (Trainee) (17 Apr 2003 to 22 Dec 2003)
• Andrew John Dunn

  IRN AJD00030

  • CF1 Director (AR) (7 Mar 2003 to 2 Sep 2007)
  • CF4 Partner (AR) (1 Dec 2001 to 7 Mar 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
• Andrew John Henson

  IRN AJH00122

  • CF21 Investment Adviser (2 Oct 2002 to 11 Jan 2007)
• Andrew John Purvis

  IRN AJP01126

  • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2010)
  • CF14 Risk Assessment (16 Feb 2005 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 15 Sep 2010)
  • CF10 Compliance Oversight (1 Dec 2001 to 15 Sep 2010)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Sep 2010)
• Andrew John Torrens

  IRN AJT00008

  • CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2003)
• Andrew Jon Saines

  IRN AJS00122

  • CF30 Customer (22 Jul 2009 to 16 Sep 2010)
• Andrew Jonathan Turner

  IRN AJT00009

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
• Andrew Kearney

  IRN AXK01471

  • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 9 Mar 2005)
  • CF1 Director (AR) (9 Mar 2005 to 4 Jul 2007)
• Andrew Kenneth Haste

  IRN AKH01011

  • CF1 Director (1 Dec 2001 to 20 Dec 2002)
  • CF3 Chief Executive (1 Dec 2001 to 20 Dec 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Dec 2002)

• Swindon Mortgages & Financial Services (no longer appointed)

  FRN 219671 · Appointed 21 Nov 2002 · Until 14 Jul 2003

• Young Beattie & O'Neill (no longer appointed)

  FRN 218889 · Appointed 21 Nov 2002 · Until 25 Jul 2003

• Ian Frazer Financial Management Ltd (no longer appointed)

  FRN 219932 · Appointed 20 Nov 2002 · Until 22 Jul 2007

• Optimize Financial Services Ltd (no longer appointed)

  FRN 220589 · Appointed 20 Nov 2002 · Until 22 May 2007

• Niche Financial Services (no longer appointed)

  FRN 220201 · Appointed 20 Nov 2002 · Until 21 Jan 2005

• Hayes Wealth Management (no longer appointed)

  FRN 220765 · Appointed 20 Nov 2002 · Until 8 Aug 2005

• Ruth Dolman Financial & Insurance Services (no longer appointed)

  FRN 219611 · Appointed 20 Nov 2002 · Until 1 Jul 2007

• Advice for Life Services Limited (no longer appointed)

  FRN 220801 · Appointed 20 Nov 2002 · Until 10 May 2007

• Hall & Partners Wealth Management Ltd (no longer appointed)

  FRN 220588 · Appointed 20 Nov 2002 · Until 1 Jul 2007

• L & W Financial Services (no longer appointed)

  FRN 220827 · Appointed 20 Nov 2002 · Until 11 Aug 2005

No changes recorded yet.