Andrew Jeremy Mason

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DACO Associates Limited

    FRN 586519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 23 Aug 2016)
    • CF11 Money Laundering Reporting (20 Feb 2013 to 8 Dec 2019)
    • CF1 Director (20 Feb 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Feb 2013 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (5 Jun 2008 to 1 Apr 2013)
    • CF1 Director (AR) (18 May 2007 to 30 Aug 2013)
  • Andrew Mason & Company (no longer approved here)

    FRN 161202

    • Employed By (23 Feb 2006 to 8 Dec 2019)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (17 Mar 2005 to 1 May 2007)
  • Reece Norton and Company (U555) (no longer approved here)

    FRN 182257

    • (9)Employed By (4 Mar 2005 to 7 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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