Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Paul Digby
IRN IPD00004
- CF22 Investment Adviser (Trainee) (20 May 2004 to 3 Jun 2005)
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Ian Perryman
IRN ICP00002
- CF1 Director (AR) (18 Feb 2004 to 21 Nov 2005)
- CF21 Investment Adviser (18 Feb 2004 to 21 Nov 2005)
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Ian Philip Law
IRN IPL00010
- CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2005)
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Ian Richardson
IRN IXR00027
- CF30 Customer (20 May 2010 to 16 Sep 2010)
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Ian Robinson
IRN IXR01150
- CF1 Director (AR) (20 Nov 2009 to 16 Jul 2010)
- CF1 Director (1 Jan 2008 to 16 Jul 2010)
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Ian Roger Ward
IRN IRW00026
- CF30 Customer (5 Jul 2010 to 16 Sep 2010)
- CF21 Investment Adviser (24 Sep 2003 to 15 Oct 2005)
- CF22 Investment Adviser (Trainee) (5 Aug 2002 to 24 Sep 2003)
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Ian Simon Medway
IRN ISM00026
- CF22 Investment Adviser (Trainee) (30 Sep 2002 to 10 May 2003)
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Ian Stuart Gordon
IRN ISG00003
- CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
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Ian Terence Robinson
IRN ITR00003
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 23 Aug 2006)
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Ian Thomas MacArtney
IRN ITM00007
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Froggett Financial Mortgage Services Ltd (no longer appointed)
FRN 209806 · Appointed 18 Feb 2003 · Until 23 Feb 2005
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M & N Financial Consultancy (no longer appointed)
FRN 216762 · Appointed 18 Feb 2003 · Until 9 Aug 2005
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Cameron Scott Healthcare Ltd (no longer appointed)
FRN 209808 · Appointed 18 Feb 2003 · Until 14 Jan 2005
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Alexander Knight Financial Management (no longer appointed)
FRN 216694 · Appointed 18 Feb 2003 · Until 30 Aug 2007
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Albrighton Wealth Management Limited (no longer appointed)
FRN 214281 · Appointed 18 Feb 2003 · Until 23 Aug 2007
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Ash Financial Solutions (no longer appointed)
FRN 214265 · Appointed 18 Feb 2003 · Until 29 Jun 2005
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David Dumble & Associates (no longer appointed)
FRN 211872 · Appointed 18 Feb 2003 · Until 10 Dec 2005
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Lyons Financial Management Ltd (no longer appointed)
FRN 210757 · Appointed 18 Feb 2003 · Until 15 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.