Ian Richardson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (11 Oct 2012 to 29 Nov 2013)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (10)Employed By (11 Oct 2012 to 29 Nov 2013)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 30 Jul 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (20 May 2010 to 16 Sep 2010)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (20 Nov 2008 to 23 Apr 2010)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 1 Apr 2012)
- CF22 Investment Adviser (Trainee) (13 Sep 2007 to 31 Oct 2007)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF21 Investment Adviser (28 Dec 2005 to 3 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.