Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Ann Stewart

  IRN JXS00951

  • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 1 Oct 2023)
  • [FCA CF] Client dealing (5 Apr 2022 to 1 Oct 2023)
• Julie Beaumont

  IRN JXB02202

  • CF30 Customer (25 Mar 2009 to 28 Aug 2009)
• Julie Bloor

  IRN JXB00356

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 26 Aug 2005)
• Julie Dawn Green

  IRN JDG01107

  • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
  • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
• Julie Dawn Partridge

  IRN JDC00024

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2002)
• Julie Dorling

  IRN JAD01258

  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
• Julie Elizabeth Blair

  IRN JEB01150

  • CF4 Partner (AR) (20 Jun 2003 to 30 Jun 2004)
• Julie Losing

  IRN JXL00167

  • CF1 Director (AR) (21 Dec 2004 to 16 Apr 2007)
• Julie Paul

  IRN JAP01149

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 13 Jul 2006)
• Julie Sarah Spence

  IRN DJS01303

  • CF21 Investment Adviser (17 Aug 2006 to 22 Sep 2006)
  • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 17 Aug 2006)

• Compass Independent Mortgages (no longer appointed)

  FRN 223064 · Appointed 25 Feb 2003 · Until 31 Aug 2005

• MT Financial Services Limited (no longer appointed)

  FRN 209805 · Appointed 19 Feb 2003 · Until 29 Aug 2007

• Pinnacle North West Ltd (no longer appointed)

  FRN 217007 · Appointed 19 Feb 2003 · Until 9 Aug 2006

• Times Financial (no longer appointed)

  FRN 212021 · Appointed 19 Feb 2003 · Until 31 Oct 2004

• The Nicholas Belt Estate Agency Ltd (no longer appointed)

  FRN 210881 · Appointed 19 Feb 2003 · Until 24 Sep 2003

• Options Financial Services (no longer appointed)

  FRN 216698 · Appointed 19 Feb 2003 · Until 22 Jan 2006

• Sterling Partnership Limited (no longer appointed)

  FRN 213084 · Appointed 19 Feb 2003 · Until 23 Aug 2007

• Complete Consulting UK Ltd (no longer appointed)

  FRN 213135 · Appointed 18 Feb 2003 · Until 18 Mar 2005

• Greystone Insurance (no longer appointed)

  FRN 216510 · Appointed 18 Feb 2003 · Until 24 Jan 2008

• Mackay, Buchanan & Associates (no longer appointed)

  FRN 211185 · Appointed 18 Feb 2003 · Until 24 Jul 2003

No changes recorded yet.