Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Edward Haughton

    IRN JEH01145

    • CF30 Customer (1 Nov 2007 to 2 Dec 2008)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Apr 2006)
  • John Edward Hill

    IRN JEH00029

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • John Edward Humphries

    IRN JXH00056

    • CF21 Investment Adviser (25 Feb 2003 to 26 Apr 2005)
    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 25 Feb 2003)
    • CF7 Sole Trader (5 Jun 2002 to 15 Jul 2002)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 26 Apr 2005)
  • John Francis Beckett

    IRN JFB00004

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
    • CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2003)
  • John Francis Murray

    IRN JFM00019

    • CF21 Investment Adviser (20 Jul 2004 to 10 Dec 2004)
    • CF4 Partner (AR) (2 Dec 2003 to 10 Dec 2004)
    • CF22 Investment Adviser (Trainee) (2 Dec 2003 to 20 Jul 2004)
  • John Francis Spratt

    IRN JFS00013

    • CF21 Investment Adviser (21 May 2004 to 18 Jul 2007)
    • CF22 Investment Adviser (Trainee) (13 Nov 2003 to 21 May 2004)
  • John Fraser

    IRN JXF00005

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
  • John Gary Styles

    IRN JGS00022

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John George Fretwell

    IRN JGF00004

    • CF21 Investment Adviser (19 Mar 2004 to 23 Aug 2007)
    • CF22 Investment Adviser (Trainee) (21 May 2003 to 19 Mar 2004)
  • John Gerard McKenna

    IRN JGM01090

    • CF22 Investment Adviser (Trainee) (24 Aug 2004 to 24 Sep 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.