Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2023)
- CF30 Customer (6 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (27 May 2011 to 14 Dec 2013)
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- CF30 Customer (2 Jan 2008 to 20 Aug 2009)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (18 Feb 2002 to 1 Jan 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.