Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair George Duncan

    IRN AXD00011

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2007)
  • Alistair Henry Flynn

    IRN AHF00007

    • CF21 Investment Adviser (20 May 2003 to 2 Mar 2005)
    • CF4 Partner (AR) (21 Nov 2002 to 25 Nov 2005)
    • CF22 Investment Adviser (Trainee) (21 Nov 2002 to 20 May 2003)
  • Alistair Lawrie

    IRN AXL00024

    • CF1 Director (AR) (8 Dec 2003 to 22 May 2007)
    • CF21 Investment Adviser (1 Aug 2003 to 11 Jan 2007)
    • CF22 Investment Adviser (Trainee) (17 Dec 2002 to 1 Aug 2003)
  • Alistair Stewart McNeil

    IRN ASM00027

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Allan Edwards

    IRN AXE00005

    • CF1 Director (AR) (16 May 2005 to 21 May 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 16 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2006)
  • Allan Fisher

    IRN AXF00015

    • CF30 Customer (1 Nov 2007 to 19 Dec 2007)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2005 to 14 Mar 2006)
  • Allan George Dobson

    IRN AGD00007

    • CF22 Investment Adviser (Trainee) (7 Jun 2006 to 22 Jul 2007)
  • Allan James Wilson

    IRN AJW01465

    • CF30 Customer (5 Aug 2010 to 16 Sep 2010)
  • Allan Joseph McGoldrick

    IRN AJM01795

    • [FCA CF] Client dealing (1 Jan 2021 to 30 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 30 Aug 2021)
  • Allan Moyes Westwater

    IRN AMW00014

    • CF22 Investment Adviser (Trainee) (9 May 2003 to 18 Feb 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.