Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 19 Dec 2007)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2005 to 14 Mar 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 Feb 2004 to 18 Feb 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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