Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Graham Frederick Sharp
IRN GFS00003
- CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
- CF4 Partner (AR) (1 Dec 2001 to 30 Jun 2002)
Graham Gunn
IRN GXG00005
- CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
Graham Harvey
IRN GXH00192
- CF1 Director (7 Feb 2006 to 31 Jul 2011)
Graham Ian Worthington
IRN GIW00008
- CF7 Sole Trader (AR) (25 Jul 2005 to 14 Nov 2005)
- CF21 Investment Adviser (19 Feb 2004 to 19 Aug 2007)
Graham John Parker
IRN GJP00056
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 27 Jun 2005)
Graham John Richardson
IRN GJR00010
- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
Graham Layland Dalby
IRN GXD00074
- CF22 Investment Adviser (Trainee) (2 Apr 2004 to 31 May 2005)
Graham Macklin
IRN GXM00081
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF22 Investment Adviser (Trainee) (26 Jan 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
Graham Michael Avison
IRN GMA00012
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 19 Jul 2005)
Graham Morton
IRN GCM01057
- CF21 Investment Adviser (2 Mar 2004 to 1 Jun 2004)
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 2 Mar 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

AXA PPP Healthcare Group Limited (no longer appointed)
FRN 407453 · Appointed 1 Mar 2007 · Until 7 Apr 2011
William Battle Associates Ltd (no longer appointed)
FRN 461116 · Appointed 11 Dec 2006 · Until 24 Jan 2008
PDSA Trading Limited (no longer appointed)
FRN 201199 · Appointed 27 Oct 2006 · Until 24 Jan 2008
Integrity Morgages & Financial Services Ltd (no longer appointed)
FRN 456811 · Appointed 5 Sep 2006 · Until 14 Aug 2007
Irvine Wright Financial Services (no longer appointed)
FRN 454302 · Appointed 6 Jul 2006 · Until 30 Jul 2007
Royal British Legion Trading Limited (no longer appointed)
FRN 423187 · Appointed 20 Jun 2006 · Until 23 Mar 2011
Candis Club (no longer appointed)
FRN 424549 · Appointed 9 Jun 2006 · Until 23 Mar 2011
Fraser Reeves Estate Agents (no longer appointed)
FRN 412613 · Appointed 7 Jun 2006 · Until 21 Apr 2007
Community Bank Financial Services Ltd (no longer appointed)
FRN 452172 · Appointed 18 May 2006 · Until 22 Aug 2007
Trinity Mirror PLC (no longer appointed)
FRN 227802 · Appointed 10 May 2006 · Until 23 Mar 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.