Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paragon Independent Limited
FRN 440589
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 18 Mar 2025)
- CF30 Customer (since 18 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (2 Sep 2008 to 8 Dec 2019)
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- (1)Employed By (since 18 Mar 2025)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 19 Jul 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.