Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair MacTaggart Sykes

    IRN AMS00107

    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 4 Mar 2005)
  • Albert Paul Mawhinney

    IRN APM00030

    • CF22 Investment Adviser (Trainee) (10 Nov 2005 to 28 Feb 2006)
  • Alexander Armour Miller

    IRN AAM01091

    • CF21 Investment Adviser (18 Aug 2003 to 18 Nov 2005)
    • CF22 Investment Adviser (Trainee) (23 Jun 2003 to 18 Aug 2003)
  • Alexander Bennett-Marsden

    IRN AXB04397

    • [FCA CF] Significant management (15 Aug 2024 to 1 Dec 2025)
  • Alexander Gibb

    IRN AXG00151

    • CF21 Investment Adviser (12 Jan 2004 to 6 Aug 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 12 Jan 2004)
    • CF7 Sole Trader (AR) (29 Aug 2003 to 31 Jan 2007)
  • Alexander Heath Beaman

    IRN AHB00009

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alexander Hughes

    IRN AXH00029

    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2007)
  • Alexander James Cameron

    IRN AJC00098

    • CF21 Investment Adviser (10 Jan 2005 to 2 Sep 2007)
    • CF4 Partner (AR) (10 Jan 2005 to 2 Sep 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2002 to 6 Feb 2003)
  • Alexander Stewart Mackay

    IRN ASM00010

    • CF1 Director (AR) (21 Jul 2003 to 6 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2003)
  • Alfred Cruickshank Morrison

    IRN ACM00006

    • CF1 Director (AR) (22 May 2006 to 22 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.