Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Jeremy Mason

    IRN AJM00096

    • CF1 Director (AR) (17 Mar 2005 to 1 May 2007)
  • Andrew John Davidson

    IRN AJD00059

    • CF21 Investment Adviser (22 Dec 2003 to 16 Jul 2005)
    • CF22 Investment Adviser (Trainee) (17 Apr 2003 to 22 Dec 2003)
  • Andrew John Dunn

    IRN AJD00030

    • CF1 Director (AR) (7 Mar 2003 to 2 Sep 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 7 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
  • Andrew John Henson

    IRN AJH00122

    • CF21 Investment Adviser (2 Oct 2002 to 11 Jan 2007)
  • Andrew John Purvis

    IRN AJP01126

    • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2010)
    • CF14 Risk Assessment (16 Feb 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 15 Sep 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Sep 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Sep 2010)
  • Andrew John Torrens

    IRN AJT00008

    • CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2003)
  • Andrew Jon Saines

    IRN AJS00122

    • CF30 Customer (22 Jul 2009 to 16 Sep 2010)
  • Andrew Jonathan Turner

    IRN AJT00009

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • Andrew Kearney

    IRN AXK01471

    • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 9 Mar 2005)
    • CF1 Director (AR) (9 Mar 2005 to 4 Jul 2007)
  • Andrew Kenneth Haste

    IRN AKH01011

    • CF1 Director (1 Dec 2001 to 20 Dec 2002)
    • CF3 Chief Executive (1 Dec 2001 to 20 Dec 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Dec 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.