Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anthony O'Toole
IRN AXO01192
- CF22 Investment Adviser (Trainee) (18 Oct 2005 to 17 Jan 2006)
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Anthony Paul Taylor
IRN APT00010
- CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
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Anthony Peter Walker
IRN APW00029
- CF21 Investment Adviser (29 Dec 2004 to 27 Jun 2007)
- CF22 Investment Adviser (Trainee) (3 Jun 2004 to 29 Dec 2004)
- CF7 Sole Trader (AR) (3 Jun 2004 to 23 Feb 2006)
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Anthony Raymond Corkett
IRN ARC00016
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 30 Sep 2004)
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Anthony Richard Barker
IRN ARB00054
- CF21 Investment Adviser (30 Dec 2005 to 15 Apr 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2005 to 30 Dec 2005)
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Anthony Robin Dominic Monro-Davies
IRN ARM01151
- CF2 Non Executive Director (23 Aug 2002 to 15 Sep 2010)
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Anthony Teale
IRN AXT00023
- CF21 Investment Adviser (10 Apr 2006 to 17 Jul 2007)
- CF4 Partner (AR) (1 Dec 2001 to 21 Nov 2005)
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Anthony Wallace Bookbinder
IRN AWB00019
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
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Anthony Wilfred Oliver
IRN AWO00002
- CF21 Investment Adviser (25 Nov 2004 to 30 Jul 2007)
- CF22 Investment Adviser (Trainee) (14 Jul 2004 to 25 Nov 2004)
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Antonio Luciano Iaciofano
IRN ALI00001
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Nov 2004)
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Face 2 Face Financial Services Ltd (no longer appointed)
FRN 224610 · Appointed 28 Apr 2003 · Until 31 Dec 2005
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Professional Financial Connections Ltd (no longer appointed)
FRN 224376 · Appointed 15 Apr 2003 · Until 1 Jun 2006
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Active Mortgage Solutions (no longer appointed)
FRN 224340 · Appointed 14 Apr 2003 · Until 6 Oct 2004
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NI Financial Directions Ltd (no longer appointed)
FRN 224312 · Appointed 11 Apr 2003 · Until 2 Sep 2007
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Jeffries Financial Services (no longer appointed)
FRN 207601 · Appointed 7 Apr 2003 · Until 25 Mar 2005
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Fair Facts Financial Limited (no longer appointed)
FRN 224143 · Appointed 7 Apr 2003 · Until 31 Oct 2004
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Face 2 Face (Scotland) Ltd (no longer appointed)
FRN 223930 · Appointed 31 Mar 2003 · Until 2 Sep 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.