Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Thomas Scott Carswell

  IRN ITC01010

  • CF22 Investment Adviser (Trainee) (16 Jul 2003 to 3 Jun 2005)
• Ian Victor Thomas Edgeway

  IRN IVE00001

  • CF30 Customer (9 Dec 2008 to 16 Sep 2010)
• Ian Warburton

  IRN IXW00012

  • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
  • CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 4 Apr 2006)
• Ian William James McKenzie

  IRN IWM01028

  • CF22 Investment Adviser (Trainee) (2 Mar 2004 to 22 Dec 2004)
  • CF4 Partner (AR) (2 Mar 2004 to 22 Dec 2004)
  • CF21 Investment Adviser (18 Sep 2003 to 22 Dec 2004)
• Ieuan James

  IRN IXJ00023

  • [FCA CF] Functions requiring qualifications (5 May 2023 to 1 Oct 2023)
• Ikhlaq Sarwar

  IRN IXS00018

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 25 Apr 2006)
• Indranil Mukerjee

  IRN IXM01241

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Ivor David Jones

  IRN IDJ00002

  • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
• Ivor Messenger

  IRN IXM00012

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
  • CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2007)
• Jacqueline Diane Clark

  IRN JDC01119

  • CF21 Investment Adviser (21 Jul 2005 to 14 Aug 2006)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 21 Jul 2005)

• The Clear Advice Network Ltd (no longer appointed)

  FRN 225110 · Appointed 21 May 2003 · Until 14 Jan 2006

• West Wales Financial Services Ltd (no longer appointed)

  FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004

• Ideal Financial Planning Limited (no longer appointed)

  FRN 224979 · Appointed 14 May 2003 · Until 2 Dec 2005

• One2One Financial Planning Ltd (no longer appointed)

  FRN 224880 · Appointed 9 May 2003 · Until 21 Aug 2007

• Options & Choices Financial Services Ltd (no longer appointed)

  FRN 224877 · Appointed 9 May 2003 · Until 20 Oct 2006

• Frank Pickles (Insurance Brokers) Ltd (no longer appointed)

  FRN 224850 · Appointed 8 May 2003 · Until 31 Dec 2006

• North Star Mortgage Solutions Ltd (no longer appointed)

  FRN 224851 · Appointed 8 May 2003 · Until 21 Oct 2004

• Jeffries & Partners Limited (no longer appointed)

  FRN 224739 · Appointed 2 May 2003 · Until 11 Jul 2005

• Integrated Business Analysis Limited (no longer appointed)

  FRN 151544 · Appointed 2 May 2003 · Until 30 Jul 2007

• Fermanagh Tyrone Financial Services Limited (no longer appointed)

  FRN 224658 · Appointed 29 Apr 2003 · Until 18 Jul 2007

No changes recorded yet.