Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Catherine Farmer

  IRN ECD00004

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 21 Jan 2021)
  • [FCA CF] Client dealing (1 Jan 2021 to 21 Jan 2021)
• Emma Jane Holt

  IRN EJF01044

  • CF30 Customer (6 Aug 2008 to 16 Sep 2010)
• Emma Jane Moseling

  IRN EJM00030

  • CF21 Investment Adviser (19 Sep 2002 to 3 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2002)
• Emma Louise Carrigan

  IRN ELC01023

  • CF22 Investment Adviser (Trainee) (14 Apr 2005 to 27 Oct 2006)
• Emma Louise Stonebridge

  IRN ELS01028

  • CF30 Customer (17 Jun 2010 to 16 Sep 2010)
• Emma Sharp

  IRN EJF01045

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
• Enid Bain

  IRN EXB01262

  • CF22 Investment Adviser (Trainee) (11 Nov 2004 to 11 Nov 2004)
  • CF7 Sole Trader (AR) (11 Nov 2004 to 4 Jul 2005)
• Eric Hardy

  IRN EXH00018

  • CF21 Investment Adviser (2 Mar 2004 to 22 Jul 2007)
  • CF1 Director (AR) (2 Mar 2004 to 22 Jul 2007)
• Ernest Beaton

  IRN EXB00034

  • CF21 Investment Adviser (21 Jan 2003 to 27 Sep 2005)
  • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 21 Jan 2003)
• Ernest Ralph Colquhoun

  IRN ERC00003

  • CF1 Director (AR) (4 Nov 2004 to 5 Nov 2006)

• The Clear Advice Network Ltd (no longer appointed)

  FRN 225110 · Appointed 21 May 2003 · Until 14 Jan 2006

• West Wales Financial Services Ltd (no longer appointed)

  FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004

• Ideal Financial Planning Limited (no longer appointed)

  FRN 224979 · Appointed 14 May 2003 · Until 2 Dec 2005

• One2One Financial Planning Ltd (no longer appointed)

  FRN 224880 · Appointed 9 May 2003 · Until 21 Aug 2007

• Options & Choices Financial Services Ltd (no longer appointed)

  FRN 224877 · Appointed 9 May 2003 · Until 20 Oct 2006

• Frank Pickles (Insurance Brokers) Ltd (no longer appointed)

  FRN 224850 · Appointed 8 May 2003 · Until 31 Dec 2006

• North Star Mortgage Solutions Ltd (no longer appointed)

  FRN 224851 · Appointed 8 May 2003 · Until 21 Oct 2004

• Jeffries & Partners Limited (no longer appointed)

  FRN 224739 · Appointed 2 May 2003 · Until 11 Jul 2005

• Integrated Business Analysis Limited (no longer appointed)

  FRN 151544 · Appointed 2 May 2003 · Until 30 Jul 2007

• Fermanagh Tyrone Financial Services Limited (no longer appointed)

  FRN 224658 · Appointed 29 Apr 2003 · Until 18 Jul 2007

No changes recorded yet.