Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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C I B B Financial Services LLP
FRN 495751
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 10 Dec 2024)
- Responsibility for MCD Intermediation (since 27 Nov 2024)
- Responsible for Insurance Distribution (since 27 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 31 Mar 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (14 Jul 2017 to 8 Dec 2019)
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- CF1 Director (AR) (6 Jun 2024 to 10 Sep 2024)
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- Employed By (6 Jun 2024 to 10 Sep 2024)
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- CF1 Director (AR) (4 Nov 2004 to 5 Nov 2006)
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- (9)Employed By (4 Nov 2004 to 5 Nov 2006)
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- Employed By (17 Aug 2000 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.