Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Danielle Pennock
IRN DXP00138
- [FCA CF] Functions requiring qualifications (5 May 2023 to 1 Oct 2023)
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Dannie John Edmunds
IRN DJE01074
- CF21 Investment Adviser (16 Feb 2004 to 16 Aug 2005)
- CF22 Investment Adviser (Trainee) (8 Jan 2004 to 16 Feb 2004)
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Darrel James Jones
IRN DXJ01244
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Darren Beardmore
IRN DXB01493
- CF22 Investment Adviser (Trainee) (20 May 2002 to 27 Nov 2002)
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Darren Christopher Ralph
IRN DCR01069
- CF22 Investment Adviser (Trainee) (16 May 2006 to 18 Dec 2006)
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Darren Cox
IRN DXC00083
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
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Darren Cubitt
IRN DCC00012
- CF21 Investment Adviser (26 Feb 2004 to 3 Apr 2006)
- CF22 Investment Adviser (Trainee) (13 Aug 2002 to 26 Feb 2004)
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Darren George Keye
IRN DGK00004
- CF21 Investment Adviser (9 Mar 2006 to 2 May 2007)
- CF22 Investment Adviser (Trainee) (26 Mar 2004 to 9 Mar 2006)
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Darren Gordon Thompson
IRN DGT00012
- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
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Darren Howe
IRN DXH00108
- [FCA CF] Significant management (since 27 Sep 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Clear Advice Network Ltd (no longer appointed)
FRN 225110 · Appointed 21 May 2003 · Until 14 Jan 2006
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West Wales Financial Services Ltd (no longer appointed)
FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004
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Ideal Financial Planning Limited (no longer appointed)
FRN 224979 · Appointed 14 May 2003 · Until 2 Dec 2005
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One2One Financial Planning Ltd (no longer appointed)
FRN 224880 · Appointed 9 May 2003 · Until 21 Aug 2007
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Options & Choices Financial Services Ltd (no longer appointed)
FRN 224877 · Appointed 9 May 2003 · Until 20 Oct 2006
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Frank Pickles (Insurance Brokers) Ltd (no longer appointed)
FRN 224850 · Appointed 8 May 2003 · Until 31 Dec 2006
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North Star Mortgage Solutions Ltd (no longer appointed)
FRN 224851 · Appointed 8 May 2003 · Until 21 Oct 2004
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Jeffries & Partners Limited (no longer appointed)
FRN 224739 · Appointed 2 May 2003 · Until 11 Jul 2005
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Integrated Business Analysis Limited (no longer appointed)
FRN 151544 · Appointed 2 May 2003 · Until 30 Jul 2007
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Fermanagh Tyrone Financial Services Limited (no longer appointed)
FRN 224658 · Appointed 29 Apr 2003 · Until 18 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.