Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 5 May 2017)
- CF30 Customer (since 11 Aug 2015)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 5 May 2017)
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- Employed By (11 Aug 2015 to 24 Aug 2016)
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- CF21 Investment Adviser (26 Feb 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (13 Aug 2002 to 26 Feb 2004)
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- CF21 Investment Adviser (26 Feb 2004 to 3 Apr 2006)
- CF22 Investment Adviser (Trainee) (13 Aug 2002 to 26 Feb 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.