Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (23 Aug 2011 to 30 Sep 2018)
    • CF1 Director (23 Aug 2011 to 8 Dec 2019)
  • Darren Ralph (no longer approved here)

    FRN 489051

    • Employed By (1 Dec 2008 to 1 Dec 2008)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF21 Investment Adviser (20 Mar 2007 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (16 May 2006 to 18 Dec 2006)
  • Sterling Partnership Limited (no longer approved here)

    FRN 213084

    • Employed By (16 May 2006 to 18 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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