Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Fox

  IRN LXF00041

  • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
• Lisa Gilby

  IRN LXG00014

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Lisa Marie McCaw

  IRN LMR01036

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Lisa Marie Williams

  IRN LMC00014

  • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
  • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2005 to 19 May 2005)
• Lisa Michelle Laughton

  IRN LML00016

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Nov 2002)
• Liza Marie Pontone

  IRN LMP00007

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Lorna Maureen Whalley

  IRN LXW00401

  • [FCA CF] Significant management (since 1 Jun 2024)
• Lorraine Jenkins

  IRN LAH00030

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Louise Charlotte Burrup

  IRN LXB00109

  • [FCA CF] Client dealing (1 Jan 2021 to 21 Jan 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 21 Jan 2022)
• Louise Cole

  IRN LXM01405

  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)

• The Clear Advice Network Ltd (no longer appointed)

  FRN 225110 · Appointed 21 May 2003 · Until 14 Jan 2006

• West Wales Financial Services Ltd (no longer appointed)

  FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004

• Ideal Financial Planning Limited (no longer appointed)

  FRN 224979 · Appointed 14 May 2003 · Until 2 Dec 2005

• One2One Financial Planning Ltd (no longer appointed)

  FRN 224880 · Appointed 9 May 2003 · Until 21 Aug 2007

• Options & Choices Financial Services Ltd (no longer appointed)

  FRN 224877 · Appointed 9 May 2003 · Until 20 Oct 2006

• Frank Pickles (Insurance Brokers) Ltd (no longer appointed)

  FRN 224850 · Appointed 8 May 2003 · Until 31 Dec 2006

• North Star Mortgage Solutions Ltd (no longer appointed)

  FRN 224851 · Appointed 8 May 2003 · Until 21 Oct 2004

• Jeffries & Partners Limited (no longer appointed)

  FRN 224739 · Appointed 2 May 2003 · Until 11 Jul 2005

• Integrated Business Analysis Limited (no longer appointed)

  FRN 151544 · Appointed 2 May 2003 · Until 30 Jul 2007

• Fermanagh Tyrone Financial Services Limited (no longer appointed)

  FRN 224658 · Appointed 29 Apr 2003 · Until 18 Jul 2007

No changes recorded yet.