Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Linda Devlin
IRN LXD00027
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Linda Griffiths
IRN LXW01169
- CF30 Customer (31 Mar 2009 to 16 Sep 2010)
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Lindsay Forster
IRN LXF01215
- CF29 Significant management (5 Nov 2014 to 29 Apr 2015)
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Lindsay J'Afari-Pak
IRN LXJ01135
- CF1 Director (25 Nov 2009 to 1 Aug 2013)
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Lindsay Jayne Dodd
IRN LJT01038
- CF30 Customer (31 Mar 2010 to 16 Sep 2010)
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Lindsay-Jane Davidson MacLean
IRN LDM00009
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Lindsey Jayne Salsbury
IRN LJS01119
- CF30 Customer (6 Feb 2008 to 11 Nov 2009)
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Lindsey Rix-Broom
IRN LXM01731
- Responsible for Insurance Distribution (30 Apr 2020 to 14 Apr 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 14 Apr 2021)
- CF29 Significant management (18 Jul 2017 to 8 Dec 2019)
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Lionel Smith
IRN LXS01362
- CF10 Compliance Oversight (1 Apr 2017 to 7 Jul 2017)
- CF11 Money Laundering Reporting (1 Apr 2017 to 18 Jun 2017)
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Lisa Davies
IRN LXD01281
- CF30 Customer (16 Jun 2010 to 16 Sep 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Clear Advice Network Ltd (no longer appointed)
FRN 225110 · Appointed 21 May 2003 · Until 14 Jan 2006
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West Wales Financial Services Ltd (no longer appointed)
FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004
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Ideal Financial Planning Limited (no longer appointed)
FRN 224979 · Appointed 14 May 2003 · Until 2 Dec 2005
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One2One Financial Planning Ltd (no longer appointed)
FRN 224880 · Appointed 9 May 2003 · Until 21 Aug 2007
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Options & Choices Financial Services Ltd (no longer appointed)
FRN 224877 · Appointed 9 May 2003 · Until 20 Oct 2006
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Frank Pickles (Insurance Brokers) Ltd (no longer appointed)
FRN 224850 · Appointed 8 May 2003 · Until 31 Dec 2006
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North Star Mortgage Solutions Ltd (no longer appointed)
FRN 224851 · Appointed 8 May 2003 · Until 21 Oct 2004
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Jeffries & Partners Limited (no longer appointed)
FRN 224739 · Appointed 2 May 2003 · Until 11 Jul 2005
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Integrated Business Analysis Limited (no longer appointed)
FRN 151544 · Appointed 2 May 2003 · Until 30 Jul 2007
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Fermanagh Tyrone Financial Services Limited (no longer appointed)
FRN 224658 · Appointed 29 Apr 2003 · Until 18 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.