Lindsay Jayne Dodd

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 25 Sep 2025)
    • CF30 Customer (4 Jun 2025 to 19 Sep 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Sep 2025)
    • CF30 Customer (21 Jul 2016 to 19 Sep 2025)
  • V-Financial Ltd (no longer approved here)

    FRN 647048

    • (4)Employed By (21 Jul 2016 to 19 Sep 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Feb 2012 to 31 Dec 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 11 Nov 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (31 Mar 2010 to 16 Sep 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (16 Dec 2004 to 28 Jan 2005)
    • CF22 Investment Adviser (Trainee) (22 Apr 2004 to 16 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at V-Financial Ltd