Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew David Briggs
IRN ADB01086
- CF3 Chief Executive (31 May 2011 to 24 Apr 2019)
- CF1 Director (31 May 2011 to 24 Apr 2019)
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Andrew David Carr
IRN ADC01124
- CF29 Significant management (6 May 2011 to 7 Mar 2016)
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Andrew David Higgins
IRN ADH00028
- CF30 Customer (16 Jul 2010 to 16 Sep 2010)
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Andrew Draper
IRN AXD00092
- CF30 Customer (26 Nov 2007 to 19 Sep 2011)
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Andrew Fish
IRN AXF00030
- CF21 Investment Adviser (26 Sep 2003 to 20 Aug 2004)
- CF22 Investment Adviser (Trainee) (24 Feb 2003 to 26 Sep 2003)
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Andrew Francis Mulligan
IRN AFM00022
- CF1 Director (AR) (2 Oct 2003 to 6 Sep 2006)
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Andrew Frank Pickles
IRN AFP01022
- CF22 Investment Adviser (Trainee) (30 Mar 2005 to 31 Mar 2006)
- CF7 Sole Trader (AR) (25 Jan 2005 to 31 Jan 2007)
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Andrew Frederick Cumming
IRN AFC01032
- CF30 Customer (30 Jun 2009 to 16 Sep 2010)
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Andrew Gavin Harris
IRN AGH01108
- [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Oct 2023)
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Andrew Geoffrey Thomas Barker
IRN AGB00040
- CF21 Investment Adviser (15 Aug 2003 to 15 May 2006)
- CF22 Investment Adviser (Trainee) (23 Dec 2002 to 15 Aug 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Clear Advice Network Ltd (no longer appointed)
FRN 225110 · Appointed 21 May 2003 · Until 14 Jan 2006
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West Wales Financial Services Ltd (no longer appointed)
FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004
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Ideal Financial Planning Limited (no longer appointed)
FRN 224979 · Appointed 14 May 2003 · Until 2 Dec 2005
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One2One Financial Planning Ltd (no longer appointed)
FRN 224880 · Appointed 9 May 2003 · Until 21 Aug 2007
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Options & Choices Financial Services Ltd (no longer appointed)
FRN 224877 · Appointed 9 May 2003 · Until 20 Oct 2006
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Frank Pickles (Insurance Brokers) Ltd (no longer appointed)
FRN 224850 · Appointed 8 May 2003 · Until 31 Dec 2006
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North Star Mortgage Solutions Ltd (no longer appointed)
FRN 224851 · Appointed 8 May 2003 · Until 21 Oct 2004
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Jeffries & Partners Limited (no longer appointed)
FRN 224739 · Appointed 2 May 2003 · Until 11 Jul 2005
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Integrated Business Analysis Limited (no longer appointed)
FRN 151544 · Appointed 2 May 2003 · Until 30 Jul 2007
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Fermanagh Tyrone Financial Services Limited (no longer appointed)
FRN 224658 · Appointed 29 Apr 2003 · Until 18 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.