Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (12 Sep 2023 to 4 Aug 2025)
- [FCA CF] Functions requiring qualifications (12 Sep 2023 to 4 Aug 2025)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (8 Jan 2019 to 8 Dec 2019)
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- CF1 Director (AR) (8 Aug 2006 to 10 Dec 2009)
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- CF1 Director (AR) (8 Aug 2006 to 10 Dec 2009)
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- CF1 Director (AR) (2 Oct 2003 to 31 Oct 2004)
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- CF1 Director (AR) (2 Oct 2003 to 6 Sep 2006)
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- Employed By (2 Oct 2003 to 10 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.