Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Edward Ronald Knott
IRN ERK01005
- CF22 Investment Adviser (Trainee) (19 May 2004 to 3 Jun 2005)
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Edward Thomas Baker
IRN ETB00003
- CF21 Investment Adviser (21 Aug 2003 to 9 Aug 2007)
- CF22 Investment Adviser (Trainee) (28 Feb 2003 to 21 Aug 2003)
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Edward William Sayers
IRN EWS01018
- CF22 Investment Adviser (Trainee) (10 Nov 2005 to 16 Jan 2006)
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Elaine Jennings
IRN EXJ00012
- CF1 Director (AR) (5 Dec 2002 to 26 Jan 2005)
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Eleanor McDade
IRN EXM00017
- [FCA CF] Manager of certification employee (18 Mar 2024 to 16 Jul 2025)
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Elisabeth Mills
IRN EXM01191
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 2 Sep 2005)
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Elisabeth Sara Mepham
IRN EXM84590
- [FCA CF] Manager of certification employee (20 Sep 2021 to 1 Oct 2023)
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Elizabeth Claire Worthington
IRN ECW00005
- CF21 Investment Adviser (11 Aug 2003 to 15 Jan 2004)
- CF22 Investment Adviser (Trainee) (26 Mar 2003 to 11 Aug 2003)
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Elizabeth Edith Southgate
IRN EES00002
- CF4 Partner (AR) (1 Dec 2001 to 19 Mar 2004)
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Elizabeth Eleanor Jane Nuttall
IRN EEN01001
- CF11 Money Laundering Reporting (15 Sep 2010 to 1 Jul 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Beacon Financial Solutions (no longer appointed)
FRN 226254 · Appointed 10 Jul 2003 · Until 28 Nov 2005
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Maxam Financial Services LLP (no longer appointed)
FRN 226224 · Appointed 9 Jul 2003 · Until 30 Aug 2007
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Richard Butler & Associates (no longer appointed)
FRN 200931 · Appointed 7 Jul 2003 · Until 13 Nov 2006
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Mortgage Direct (UK) Ltd (no longer appointed)
FRN 225862 · Appointed 27 Jun 2003 · Until 31 Oct 2004
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M & M Mortgage Solutions (no longer appointed)
FRN 225856 · Appointed 27 Jun 2003 · Until 31 Dec 2004
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Financial Services Made Simple (no longer appointed)
FRN 225630 · Appointed 20 Jun 2003 · Until 9 Jan 2007
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Buchanan & Associates Financial Planning Limited (no longer appointed)
FRN 225627 · Appointed 20 Jun 2003 · Until 15 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.