Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bright Cube Money Ltd
FRN 846282
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
- Responsible for Insurance Distribution (since 1 Apr 2020)
- SMF3 Executive Director (since 1 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2020)
- SMF16 Compliance Oversight (since 1 Apr 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (29 Mar 2017 to 30 Mar 2020)
- CF1 Director (AR) (29 Mar 2017 to 30 Mar 2020)
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- Employed By (11 Jul 2012 to 30 Mar 2020)
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- (12)Employed By (21 Mar 2012 to 9 Jul 2012)
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- Employed By (28 Jan 2010 to 30 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 3 Jan 2008)
- CF22 Investment Adviser (Trainee) (23 May 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (10 Nov 2005 to 16 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.