Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew King

  IRN AXK00023

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Apr 2006 to 21 Aug 2006)
• Andrew Leonard Mudge

  IRN ALM00013

  • CF4 Partner (AR) (15 Jul 2002 to 25 May 2005)
  • CF21 Investment Adviser (10 Jul 2002 to 2 Sep 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
• Andrew Lloyd

  IRN AXL00081

  • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
  • CF21 Investment Adviser (20 Mar 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Mar 2002)
• Andrew Maitland Dinwiddie

  IRN AXD00655

  • SMF7 Group Entity Senior Manager (since 1 Apr 2024)
  • [FCA CF] Significant management (1 Sep 2022 to 31 Mar 2024)
• Andrew Mark Jones

  IRN AMJ00003

  • CF21 Investment Adviser (25 Apr 2003 to 15 Apr 2004)
  • CF22 Investment Adviser (Trainee) (30 Oct 2002 to 25 Apr 2003)
  • CF4 Partner (AR) (30 Oct 2002 to 15 Apr 2004)
• Andrew Mark Owen

  IRN AMO00002

  • CF30 Customer (1 Nov 2007 to 10 Apr 2008)
  • CF22 Investment Adviser (Trainee) (15 May 2006 to 31 Oct 2007)
• Andrew Mark Parsons

  IRN AMP01157

  • CF28 Systems and controls (1 Apr 2011 to 30 Mar 2012)
  • CF1 Director (AR) (22 Feb 2010 to 15 Sep 2010)
  • CF1 Director (5 Nov 2009 to 23 Mar 2011)
  • CF13 Finance (25 Nov 2005 to 31 Oct 2007)
• Andrew McCulloch

  IRN AXM00138

  • CF21 Investment Adviser (4 Nov 2003 to 23 Dec 2004)
  • CF22 Investment Adviser (Trainee) (13 May 2003 to 4 Nov 2003)
• Andrew McLauchlan Lothian

  IRN AML01122

  • CF21 Investment Adviser (6 Sep 2005 to 28 Feb 2007)
  • CF1 Director (AR) (6 Sep 2005 to 25 Jul 2007)
• Andrew Michael Connolly

  IRN AMC00021

  • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)

• Beacon Financial Solutions (no longer appointed)

  FRN 226254 · Appointed 10 Jul 2003 · Until 28 Nov 2005

• Maxam Financial Services LLP (no longer appointed)

  FRN 226224 · Appointed 9 Jul 2003 · Until 30 Aug 2007

• Richard Butler & Associates (no longer appointed)

  FRN 200931 · Appointed 7 Jul 2003 · Until 13 Nov 2006

• Mortgage Direct (UK) Ltd (no longer appointed)

  FRN 225862 · Appointed 27 Jun 2003 · Until 31 Oct 2004

• M & M Mortgage Solutions (no longer appointed)

  FRN 225856 · Appointed 27 Jun 2003 · Until 31 Dec 2004

• Homesearch Direct (no longer appointed)

  FRN 225793 · Appointed 25 Jun 2003 · Until 21 Apr 2005

• M54 Finance Ltd (no longer appointed)

  FRN 225746 · Appointed 24 Jun 2003 · Until 11 Nov 2003

• Mackay Hall Ltd (no longer appointed)

  FRN 225668 · Appointed 23 Jun 2003 · Until 6 Aug 2007

• Financial Services Made Simple (no longer appointed)

  FRN 225630 · Appointed 20 Jun 2003 · Until 9 Jan 2007

• Buchanan & Associates Financial Planning Limited (no longer appointed)

  FRN 225627 · Appointed 20 Jun 2003 · Until 15 Jul 2007

No changes recorded yet.