Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2022)
    • SMF3 Executive Director (since 24 Mar 2022)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
  • Wealthspend Limited (no longer approved here)

    FRN 160735

    • (11)Employed By (1 Dec 2001 to 14 Mar 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (11)Employed By at Wealthspend Limited