Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Fox

  IRN LXF00041

  • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
• Lisa Gilby

  IRN LXG00014

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Lisa Marie McCaw

  IRN LMR01036

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Lisa Marie Williams

  IRN LMC00014

  • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
  • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2005 to 19 May 2005)
• Lisa Michelle Laughton

  IRN LML00016

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Nov 2002)
• Liza Marie Pontone

  IRN LMP00007

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Lorna Maureen Whalley

  IRN LXW00401

  • [FCA CF] Significant management (since 1 Jun 2024)
• Lorraine Jenkins

  IRN LAH00030

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Louise Charlotte Burrup

  IRN LXB00109

  • [FCA CF] Client dealing (1 Jan 2021 to 21 Jan 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 21 Jan 2022)
• Louise Cole

  IRN LXM01405

  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)

• Eugene Jennings (no longer appointed)

  FRN 229654 · Appointed 21 Nov 2003 · Until 21 Mar 2005

• Approved Financial Solutions Ltd (no longer appointed)

  FRN 229211 · Appointed 31 Oct 2003 · Until 20 May 2006

• Freemac (no longer appointed)

  FRN 229119 · Appointed 27 Oct 2003 · Until 12 Aug 2007

• Kymin Mortgage Services Ltd (no longer appointed)

  FRN 229117 · Appointed 27 Oct 2003 · Until 24 Feb 2005

• MCM Financial Management Ltd (no longer appointed)

  FRN 229118 · Appointed 27 Oct 2003 · Until 2 Sep 2007

• Joseph Wallace Insurance Service (no longer appointed)

  FRN 229104 · Appointed 23 Oct 2003 · Until 28 Jul 2005

• Marketing Services (Scotland) Ltd (no longer appointed)

  FRN 229101 · Appointed 23 Oct 2003 · Until 24 Jan 2008

• Sea Sense Mortgages Ltd (no longer appointed)

  FRN 228858 · Appointed 9 Oct 2003 · Until 10 Mar 2005

• Mortgage Makers (UK) Ltd (no longer appointed)

  FRN 228765 · Appointed 2 Oct 2003 · Until 15 Apr 2005

• Clear Thinking Solutions Ltd (no longer appointed)

  FRN 228624 · Appointed 24 Sep 2003 · Until 6 Sep 2006

No changes recorded yet.