Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Floyd Anthony Paterson

  IRN FAP00002

  • CF22 Investment Adviser (Trainee) (20 Feb 2007 to 1 Mar 2007)
• Frances Ann Newsome

  IRN FAN00001

  • CF21 Investment Adviser (3 Jun 2003 to 2 Sep 2003)
  • CF22 Investment Adviser (Trainee) (26 Oct 2002 to 3 Jun 2003)
• Frances Bruce

  IRN FXB81493

  • SMF18 Other Overall Responsibility (15 Sep 2020 to 15 Feb 2022)
  • CF1 Director (AR) (15 Sep 2020 to 20 Oct 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Sep 2020)
• Francis Patrick McNamara

  IRN FPM00004

  • CF30 Customer (8 Jun 2009 to 11 Dec 2009)
• Francois De Meneval

  IRN FXD01123

  • CF1 Director (14 Dec 2004 to 15 Sep 2010)
• Frank Charles Mullenger

  IRN FCM00006

  • CF22 Investment Adviser (Trainee) (30 Apr 2003 to 12 Aug 2003)
• Frank Edwin Oxberry

  IRN FEO00001

  • CF21 Investment Adviser (21 Aug 2003 to 23 Dec 2004)
  • CF1 Director (AR) (7 Apr 2003 to 23 Dec 2004)
  • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 21 Aug 2003)
• Frank James Gadd

  IRN FJG00008

  • CF22 Investment Adviser (Trainee) (3 Jul 2003 to 23 Mar 2004)
• Frederick Brian Fryer - Kelsey

  IRN FBF00001

  • CF4 Partner (AR) (1 Dec 2001 to 1 Sep 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
• Frederick Dean

  IRN FXD01083

  • CF22 Investment Adviser (Trainee) (21 May 2002 to 20 Feb 2003)

• Tony Walker Financial Planning Services (no longer appointed)

  FRN 401070 · Appointed 25 May 2004 · Until 27 Jun 2007

• Martin Currington Estate Agents (no longer appointed)

  FRN 401003 · Appointed 20 May 2004 · Until 9 Oct 2006

• Donohue Financial Planning Limited (no longer appointed)

  FRN 231998 · Appointed 2 Mar 2004 · Until 1 Apr 2006

• Elliots Financial Services (no longer appointed)

  FRN 231916 · Appointed 27 Feb 2004 · Until 8 Apr 2006

• Axa Sun Life Direct Ltd (no longer appointed)

  FRN 151628 · Appointed 25 Feb 2004 · Until 7 Apr 2011

• McKenzie Arthur Financial Management (no longer appointed)

  FRN 231835 · Appointed 23 Feb 2004 · Until 22 Dec 2004

• Carleton Independent Financial Advisors (no longer appointed)

  FRN 231366 · Appointed 30 Jan 2004 · Until 3 Mar 2006

• Sound Financial Solutions Ltd (no longer appointed)

  FRN 231030 · Appointed 15 Jan 2004 · Until 19 Nov 2006

• Cooper & Boreham Financial Planning Ltd (no longer appointed)

  FRN 231007 · Appointed 14 Jan 2004 · Until 30 Nov 2005

• Lion Financial Services (no longer appointed)

  FRN 229747 · Appointed 25 Nov 2003 · Until 20 Dec 2004

No changes recorded yet.